Alcohol Reactions: Swern Oxidation using DMSO
Alcohol Oxidation: Swern (DMSO/(COCl)₂, Et₃N, CH₂Cl₂)
The Swern oxidation converts primary alcohols to aldehydes and secondary alcohols to ketones under anhydrous, low-temperature conditions. DMSO is activated with oxalyl chloride at −78 °C, forming a chlorodimethylsulfonium electrophile that the alcohol intercepts. Triethylamine then promotes β-elimination, expelling dimethyl sulfide (Me₂S), carbon monoxide, and carbon dioxide while delivering the carbonyl product. Tertiary alcohols remain unchanged because they lack an α-hydrogen for the elimination step.
Review the chromium-based alternative in the DMP & PCC oxidation guide.
Quick Summary
- Reagents & conditions: DMSO, oxalyl chloride, and CH₂Cl₂ at −78 °C followed by Et₃N warming to 0 °C → rt.
- Outcomes: primary alcohols → aldehydes; secondary alcohols → ketones; tertiary alcohols → no oxidation (no α-H).
- Mechanistic spine: activated DMSO (chlorodimethylsulfonium) → alkoxysulfonium → base-induced β-elimination → carbonyl + Me₂S.
- Byproducts: CO, CO₂, and Me₂S (ventilation/scrubbing essential).
- Stereochemistry: the oxidised carbon becomes sp²; configuration at that centre is lost.
Mechanism — Swern (5 Frames)
Step 1 — Activation of DMSO with oxalyl chloride (−78 °C)
Step 2 — Chlorodimethylsulfonium chloride formation (−78 °C)
Step 3 — Alcohol attack on chlorodimethylsulfonium (−78 → −60 °C)
Step 4 — Base-promoted β-elimination to the carbonyl (0 °C → rt)
Step 5 — Quench and separation
Worked Examples
Primary Alcohol → Aldehyde
The branched primary alcohol oxidises one step to the corresponding aldehyde without over-oxidation.
Secondary Alcohol → Ketone
Cyclohexanol delivers cyclohexanone; the stereocentre at C‑1 is lost (sp³ → sp²).
Tertiary Alcohol (No Reaction)
No β-hydrogen is available, so the tertiary alcohol remains unchanged under Swern conditions.
Mechanistic Checklist
- α-H required on the alcohol carbon; tertiary alcohols do not oxidise.
- Keep the activation mixture below −60 °C before base addition to avoid side reactions.
- Chlorodimethylsulfonium chloride is the electrophile; the alcohol forms an alkoxysulfonium salt prior to elimination.
- Triethylamine (or DIPEA) mediates β-elimination and generates Me₂S.
- Anhydrous medium prevents aldehyde hydration, so over-oxidation to acids does not occur.
Edge Cases & Exam Traps
- Moisture quenches the activated sulfonium species and stalls the oxidation.
- Warming during activation can generate byproducts; add oxalyl chloride slowly at −78 °C.
- α-Chiral secondary alcohols may epimerise during the base step; DIPEA and colder additions minimise this.
- Benzylic and allylic substrates oxidise rapidly; ensure controlled quench to avoid over-exposure to base.
- The pungent Me₂S byproduct demands good ventilation and often an oxidative scrub (e.g., dilute NaOCl).
Practical Tips
- Prepare the activation mixture (DMSO + (COCl)₂ in CH₂Cl₂) first, then add the alcohol solution, and finally Et₃N.
- Use ~1.3–1.5 equiv of both DMSO and oxalyl chloride; 2–3 equiv of Et₃N is typical.
- Quench at or below 0 °C before warming to ambient temperature, limiting side reactions.
- Vent Me₂S through a bleach trap or ozonolysis scrubber to tame the odour.
- Keep glassware dry and use inert atmosphere where possible.
Exam-Style Summary
- Swern oxidation (DMSO/(COCl)₂, Et₃N, CH₂Cl₂, −78 °C → rt) converts 1° alcohols to aldehydes and 2° alcohols to ketones.
- 3° alcohols do not react; no α-H means no β-elimination.
- Byproducts: CO, CO₂, and Me₂S; ventilation required.
- Mechanism: activated DMSO → alkoxysulfonium → base-promoted elimination → carbonyl.
Interactive Toolbox
- Mechanism Solver — load
alcohol_swern_dmsoto view the five Swern frames with arrows. - Reaction Solver — test custom alcohol substrates under Swern conditions to predict aldehyde/ketone vs. no-reaction outcomes.
- IUPAC Namer — confirm systematic names for the aldehydes and ketones produced by the Swern oxidation.