Alcohol Reactions: Swern Oxidation using DMSO
The Swern oxidation converts primary alcohols to aldehydes and secondary alcohols to ketones under anhydrous, low-temperature conditions. DMSO is activated with oxalyl chloride at −78 °C, forming a chlorodimethylsulfonium electrophile that the alcohol intercepts. CO and CO₂ are released during activation. After alcohol addition, triethylamine forms a sulfur ylide, which undergoes intramolecular syn elimination to give the carbonyl product and dimethyl sulfide (Me₂S). Simple tertiary alcohols do not undergo the ordinary carbonyl-forming oxidation because they lack a hydrogen on the alcohol-bearing carbon.
Review alternative oxidation methods in the DMP & PCC oxidation guide.
Quick Summary
- Reagents & conditions: DMSO, oxalyl chloride, and CH₂Cl₂ at −78 °C followed by Et₃N warming to 0 °C → rt.
- Outcomes: primary alcohols → aldehydes; secondary alcohols → ketones; tertiary alcohols → no oxidation (no α-H).
- Mechanistic spine: activated DMSO (chlorodimethylsulfonium) → alkoxysulfonium → sulfur ylide → intramolecular syn elimination → carbonyl + Me₂S.
- Byproducts: CO, CO₂, and Me₂S (ventilation/scrubbing essential).
- Stereochemistry: the oxidised carbon becomes sp²; configuration at that centre is lost.
Mechanism — Swern (5 Frames)
Step 1 — Activation of DMSO with oxalyl chloride (−78 °C)
Step 2 — Chlorodimethylsulfonium chloride formation (−78 °C)
Step 3 — Alcohol attack on chlorodimethylsulfonium (−78 → −60 °C)
Step 4 — Sulfur-ylide formation and syn elimination (base, then warming)
Step 5 — Quench and separation
Worked Examples
Primary Alcohol → Aldehyde
2-Methylpropan-1-ol gives 2-methylpropanal, retaining all four carbons.
Secondary Alcohol → Ketone
Cyclohexanol gives cyclohexanone (sp³ → sp² at C1). The starting alcohol is achiral; its two ring paths are equivalent.
Tertiary Alcohol (No Reaction)
No hydrogen is present on the alcohol-bearing carbon, so this tertiary alcohol does not undergo the ordinary Swern carbonyl-forming oxidation.
Mechanistic Checklist
- α-H required on the alcohol carbon; tertiary alcohols do not oxidise.
- Keep the activation mixture below −60 °C before base addition to avoid side reactions.
- Chlorodimethylsulfonium chloride is the electrophile; the alcohol forms an alkoxysulfonium salt prior to elimination.
- Triethylamine (or DIPEA) forms a sulfur ylide before intramolecular syn elimination generates the carbonyl and Me₂S.
- Anhydrous medium prevents aldehyde hydration, so over-oxidation to acids does not occur.
Edge Cases & Exam Traps
- Moisture quenches the activated sulfonium species and stalls the oxidation.
- Warming during activation can generate byproducts; add oxalyl chloride slowly at −78 °C.
- A stereocenter on the oxidized carbon is lost on carbonyl formation. A surviving stereocenter alpha to the new carbonyl may epimerise; sensitive substrates need a suitable base, temperature and workup.
- Benzylic and allylic substrates oxidise rapidly; ensure controlled quench to avoid over-exposure to base.
- The pungent Me₂S byproduct demands good ventilation and often an oxidative scrub (e.g., dilute NaOCl).
Practical Tips
- Prepare the activation mixture (DMSO + (COCl)₂ in CH₂Cl₂) first, then add the alcohol solution, and finally Et₃N.
- Typical checked procedures use about 1.1–1.6 equiv of oxalyl chloride, 2–3.2 equiv of DMSO and about 5 equiv of amine base; use the substrate-specific procedure rather than treating these as fixed ratios.
- Add base cold, then follow the specified warming and aqueous-workup sequence. Many procedures warm before aqueous workup; sensitive products may require a colder quench.
- Vent Me₂S through a bleach trap or ozonolysis scrubber to tame the odour.
- Keep glassware dry and use inert atmosphere where possible.
Exam-Style Summary
- Swern oxidation (DMSO/(COCl)₂, Et₃N, CH₂Cl₂, −78 °C → rt) converts 1° alcohols to aldehydes and 2° alcohols to ketones.
- Simple 3° alcohols lack an alcohol-carbon H and do not follow the ordinary carbonyl-forming pathway.
- Byproducts: CO, CO₂, and Me₂S; ventilation required.
- Mechanism: activated DMSO → alkoxysulfonium → sulfur ylide → intramolecular syn elimination → carbonyl.
Interactive Toolbox
- Mechanism Solver — this general link does not preload the Swern mechanism; support for the illustrated sequence has not been verified.
- Reaction Solver — open for supported practice. Automatic handling of these Swern examples has not been verified.
- IUPAC Namer — open for supported naming tasks; this general link does not preload the illustrated products.